Broker Check


These are questions you should ask yourself.

 If you aren’t sure, it may be a good idea to click on the 15 minute chat with Eric.

  1. Do you feel in control of your financial objective?
  2. Are you on track to reach to your financial goals?
  3. Are you satisfied with your long term investment results?
  4. Are you confident that you will reach your retirement goals?
  5. Are you comfortable with the risk in your portfolio?
  6. Do you have a clear plan in place to reach your financial goals?
  7. Do you feel you are paying way more in taxes than you should? 
  8. Do you know exactly how much money you will need on the day that you decide to retire? 
15 minute chat with Eric

These are questions that I typically get asked when I’m meeting someone for the first time.

  • We can work in person or virtually. We have clients located all throughout the country.

  • Please click on the “Wealth Management Issues” tab to see the list of wealth management issues that we can guide you.

  • Yes! That means that I’m not only morally obligated, but I’m also legally obligated to put the interests of my clients first.

  • For some clients, by making the investment decisions for them, I earn a percentage of the amount under my management. For some clients who need services like disability, life or long term care insurance, I am compensated by the carriers directly.

  • I am licensed to practice throughout the country and hold a Certified Wealth Strategist (CWS), designation which is certification based on an established set of industry-wide competencies that cover the concepts, rules, regulations, laws and standard operating procedures in the affluent and high net worth retail market segments. I also have securities licenses, as well as life and health insurance licenses. This is an industry where things change quickly and often. It is my responsibility and commitment to be on the front lines of any new market development, investment strategy or retirement strategy.

  • Communication is the first word that comes to mind. When we start working together, we will be getting to know each other. There will be private information shared which will be kept strictly confidential. As we grow together, I want to hear from you and you will be hearing from me. I want to hear from you as life changes, throws you a financial curveball, and celebrate your successes. When there is a financial question or issue, I want you to feel confident to call me so I can help you. My responsibility and commitment to you is to keep you informed and updated of your financial strategy, the markets and economy, and to make sure we are always on the same page. Some clients want to speak twice per year at our review sessions, and some clients want to speak more frequently, and that’s great.

  • Whenever you have a financial issue come up, I want you to feel confident to contact me. There may be times when what you need is something that I’m not an expert in. I always say over the years I’ve worked to create a great ecosystem of experts in fields outside of mine. For example, let’s say you need to get your wills completed. While I frequently read wills, I am not a Trust and Estate attorney but I can introduce you to someone who can help. This is about making sure when you need guidance, I can provide it.

Have a Question?

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